{"product_id":"securities-industry-essentials-sie-examination-course-5th-edition-2021-9798455433320","title":"Securities Industry Essentials (SIE) Examination Course: 5th Edition (2021)","description":"\u003cp\u003e • Author(s): Securities \u0026amp;. Insurance Exam Success\u003cbr\u003e • Publisher: Independently Published\u003cbr\u003e • Publisher Imprint: Independently Published\u003cbr\u003e • BISAC: Professional Development\u003c\/p\u003e\u003cp\u003e**UPDATED FOR 2021**\u003cbr\u003eAbout the Securities Industry Essentials Examination (SIE) The SIE is designed to test candidates entering the securities industry in four major topic areas: - Knowledge of Capital Markets, focuses on topics such as types of markets and offerings, broker-dealers and depositories, and economic cycles. (16% of exam; 12 questions)- Understanding Products and their Risks, covers securities products at a high level as well as associated investment risks. (44% of exam; 33 questions)- Understanding Trading, Customer Accounts and Prohibited Activities, focuses on accounts, orders, settlement and prohibited activities. (31% of exam; 23 questions) - Overview of the Regulatory Framework, encompasses topics such as SROs, registration requirements and specified conduct rules. (9% of exam; 7 questions)\u003c\/p\u003e","brand":"Independently Published","offers":[{"title":"Paperback","offer_id":45553862672535,"sku":"9798455433320","price":8885.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0666\/3471\/1191\/files\/9798455433320.webp?v=1767914731","url":"https:\/\/atlanticbooks.com\/products\/securities-industry-essentials-sie-examination-course-5th-edition-2021-9798455433320","provider":"Atlantic Books","version":"1.0","type":"link"}