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Hedge Fund Compliance: Risks, Regulation, and Management

by Jason A. Scharfman
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Current price ₹5,392.00
Original price ₹7,742.00
Original price ₹7,742.00
Original price ₹7,742.00
(-30%)
₹5,392.00
Current price ₹5,392.00

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Book cover type: Hardcover
  • ISBN13: 9781119240235
  • Binding: Hardcover
  • Subject: N/A
  • Publisher: Wiley
  • Publisher Imprint: Wiley
  • Publication Date:
  • Pages: 208
  • Original Price: USD 79.0
  • Language: English
  • Edition: N/A
  • Item Weight: 386 grams
  • BISAC Subject(s): Finance / General and Administrative Law & Regulatory Practice

From the Back Cover

What began as a repetitive exercise in following established regulatory rules has evolved into one of the most high-profile and complex practices in hedge fund management. Part of what makes compliance so tricky is the constantly changing landscape of regulatory activity, including enforcement and surveillance initiatives and laws, but with Hedge Fund Compliance you can create a state-of-the-art compliance program that gives you peace of mind and enhances your hedge fund.

This authoritative guidebook shares the wisdom, insight, and practical understanding of an industry specialist whose experience includes training financial regulators, consulting with government entities, developing compliance functions, and analyzing thousands of hedge fund compliance structures around the globe. His straightforward advice goes beyond the specifics of particular regulations to provide an overhead perspective on how the fundamental building blocks of hedge fund compliance fit together for optimal performance. Whether you're an active or prospective investor, fund manager, or service provider, this endlessly useful resource serves as a step-by-step road map to implementation as well as a comprehensive reference conveniently organized by key compliance topic. Historical case examples and illustrative hypothetical scenarios open up a real-world perspective on what to expect during every aspect of the compliance process. Put yourself ahead of the curve with an insider's look at:

  • The role of the overall internal compliance mechanism, including Chief Compliance Officer (CCO), all shared and dedicated compliance personnel, and fund committees
  • How investors conduct due diligence on hedge fund compliance, with a focus on policies for employee personal account dealing and material non-public information
  • Insightful interviews highlighting the latest ways hedge funds are strategically using third-party compliance service providers to establish and run compliance programs

Complete with practical templates and powerful tools built for everyday performance, Hedge Fund Compliance is a powerful advantage to give your fund in an increasingly multidimensional world.

JASON A. SCHARFMAN is managing partner of Corgentum Consulting, a consulting firm specializing in operational due diligence reviews and background investigations of fund managers on behalf of investors. A leading expert in the field of due diligence, he is author of Hedge Fund Governance, Private Equity Operational Due Diligence, and Hedge Fund Operational Due Diligence.

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