Der Compliance-Beauftragte
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Studienarbeit aus dem Jahr 2009 im Fachbereich Jura - Zivilrecht / Handelsrecht, Gesellschaftsrecht, Kartellrecht, Wirtschaftsrecht, Note: 2,3, Universität Augsburg, Sprache: Deutsch, Abstract: Der Begriff Compliance kam in den letzten Jahren vermehrt auf Grund gro er Korruptionsskandale auf. Es werden immer höhere Anforderungen an die Unternehmen gesetzt, was die gesetzlichen Richtlinien betrifft, gestzt. Ethisches- und rechtskonformes Verhalten wird für Kunden und Investoren immer wichtiger. Das Firmenimage stellt neben dem Preis ein wichtiges Kriterium bei der Entscheidungsfindung. Diesen Anforderungen gerecht zu werden, ist vor allem für Gro unternehmen; immer schwieriger geworden. Mit steigender Unternehmensgrö e und wachsendem Internationalisierungsgrad verändert sich die Risikolandschaft. Das Haftungsrisiko für das Unternehmen wird grö er.Die Lösung dieses Problems scheint Compliance zu sein. Seit den gro en Korruptionsskandalen um Siemens, MAN und VW steht der Begriff Compliance im öffentlichen Interesse. Es entsteht der Eindruck, dass Compliance ein neuartiges Phänomen ist das sich erst durch die gro en Korruptionsskandale in Deutschland entwickelt hat. Dies stimmt jedoch nicht. Bereits 1992 hat die Deutsche-Bank eine Compliance-Abteilung in ihrem Unternehmen eingerichtet. Aus einer EMNID-Umfrage aus 2007 geht hervor, dass 95% der Unternehmen ein Compliance-Management eingerichtet haben. Dies verdeutlicht den hohen Stellenwert, den Compliance in Unternehmen genie t. Compliance soll das rechtstreue Verhalten der Unternehmen und seiner Mitarbeiter sicherstellen. Wie ein solches Compliance-System aussehen soll, hängt unter anderem von der Grö e, der Branche und dem Internationalisierungsgrad des Unternehmens ab. Jedoch wird es immer schwieriger Überblick über die relevanten gesetzlichen Regelungen zu behalte. Auf Grund der sich stetig ändernden gesetzlichen Vorschriften.
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