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History of the Global Securities Industry by Bob Walsh

History of the Global Securities Industry

by Bob Walsh
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Book cover type: Paperback
  • ISBN13: 9781522839187
  • Binding: Paperback
  • Subject: N/A
  • Publisher: Createspace Independent Publishing Platform
  • Publisher Imprint: Createspace Independent Publishing Platform
  • Publication Date:
  • Pages: 136
  • Original Price: USD 175.0
  • Language: English
  • Edition: N/A
  • Item Weight: 191 grams
  • BISAC Subject(s): Banks & Banking

This book is a must for all financial professionals! It is intended to serve as a quick reference for those who work in all phases of this multi-trillion dollar global securities industry. The author, Bob Walsh, is a leading authority in the field of international banking and securities. He provides a chronology showing how the global securities industry developed over the course of time and events. From ancient times to the present, the global securities industry (and its predecessors in various forms) had facilitated and supported the investment of capital involving securities, currencies and things of value worldwide. Topics covered include various forms of: investment advice and management; trading; securities processing; international safekeeping (global custody); national clearing corporations and securities depositories; foreign exchange; international cash management; collateral-based lending; securities lending; regulatory compliance; and a vast array of related asset services provided by banks, brokers and other financial institutions.As one of the leading authorities in the field, Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. His office is located in New York; he may be reached by email at: walsh516@aol.com.

Bob Walsh is a leading authority in international banking and financial services. He is a CAMs certified Anti-money Laundering (AML) / Know-Your-Customer (KYC) specialist with over 30 years of international, "hands-on" experience. Mr. Walsh has authored several financial industry texts including: AML/KYC Compliance books; ERISA Pension Fund and SEC mutual fund compliance texts; Foreign Exchange; Global Custody; the Global Securities Industry; International Capital Markets; Securities Lending; Types of Securities; and other financial subjects. In addition, he has conducted related training for FBI Special Agents, Federal Reserve Bank Examiners and professional consultants. As one of the leading authorities in the field, Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. His office is located in New York; he may be reached by email at: walsh516@aol.com.

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