Skip to content

Booksellers & Trade Customers: Sign up for online bulk buying at trade.atlanticbooks.com for wholesale discounts

Booksellers: Create Account on our B2B Portal for wholesale discounts

Investor and Industry Perspectives on Investment Advisers and Broker-dealers

by Angela A. Hung , Noreen Clancy , Jeff Dominitz
Sold out
₹5,016.00
Original price ₹5,016.00
Original price ₹5,016.00
₹5,016.00
Current price ₹5,016.00

Imported Edition - Ships in 18-21 Days

Free Shipping in India on orders above Rs. 500

Request Bulk Quantity Quote
+91
Book cover type: Paperback
  • ISBN13: 9780833044037
  • Binding: Paperback
  • Subject: N/A
  • Publisher: RAND Corporation
  • Publisher Imprint: RAND Corporation
  • Publication Date:
  • Pages: 228
  • Original Price: USD 48.0
  • Language: English
  • Edition: N/A
  • Item Weight: 545 grams
  • BISAC Subject(s): Administrative Law & Regulatory Practice

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.

Trusted for over 49 years

Family Owned Company

Secure Payment

All Major Credit Cards/Debit Cards/UPI & More Accepted

New & Authentic Products

India's Largest Distributor

Need Support?

Whatsapp Us