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Wall Street Policies Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures

by David McCaffrey , David Hart
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Current price ₹10,015.00
Original price ₹12,018.00
Original price ₹12,018.00
Original price ₹12,018.00
(-17%)
₹10,015.00
Current price ₹10,015.00

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Book cover type: Hardcover
  • ISBN13: 9780195111873
  • Binding: Hardcover
  • Subject: N/A
  • Publisher: Oxford University Press
  • Publisher Imprint: Oxford University Press
  • Publication Date:
  • Pages: 224
  • Original Price: GBP 70.0
  • Language: English
  • Edition: N/A
  • Item Weight: 504 grams
  • BISAC Subject(s): Investments & Securities / General

Explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Drawing upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry.

David P. McCaffrey is Professor in the Department of Public Administration and Policy and in the Organizational Studies Program at the State University of New York at Albany. He is the also the author of The Politics of Nuclear Power: A History of the Shoreham Nuclear Power Plant (1991) and OSHA and the Politics of Health Regulation (1982).

David W. Hart received his Ph.D. in Public Administration from the State University of New York at Albany. He has published articles on organizational behavior and theory, as well as on ethical decision-making in organizations, while also teaching in these areas and in corporate strategy.

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